Here is a good summary from Compliance Week regarding the SEC’s exam priorities for this year –
https://www.complianceweek.com/regulatory-enforcement/sec-2022-exam-priorities-stress-compliance-must-be-empowered/31530.article
The SEC press release shows up on the SEC site on this page – https://www.sec.gov/news/press-release/2022-57
https://www.yahoo.com/now/messagewatcher-partners-linkedin-compliance-program-151000149.html The expanded relationship will allow for new capabilities and increased collaboration for their shared clients. DENVER, August 16, 2022–(BUSINESS […]
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