The Securities and Exchange Commission’s published a Risk Alert last week regarding its review of ESG investing – https://www.sec.gov/files/esg-risk-alert.pdf
They explain how their staff will “evaluate whether they are accurately disclosing their ESG investing approaches and have adopted and implemented policies, procedures, and practices that accord with their ESG-related disclosures.” They will focus on Portfolio Management, Performance Advertising and Marketing as well as Compliance Programs.
MessageWatcher can help with our ability to archive and flag content for websites, social media, email and more. MessageWatcher’s archive then makes it easy to search your client presentations, responses to due diligence questions, proposals, client documents and marketing materials. Plus, your archived emails will provide evidence of policies & procedures and their implementation.
Let us know if we can help your organization – [email protected].