Posted on

SEC Exam Priorities

Here is a good summary from Compliance Week regarding the SEC’s exam priorities for this year –
https://www.complianceweek.com/regulatory-enforcement/sec-2022-exam-priorities-stress-compliance-must-be-empowered/31530.article

The SEC press release shows up on the SEC site on this page – https://www.sec.gov/news/press-release/2022-57